Mill Road Capital Management LLC

Q4 2013 13F-HR Holdings

Location
Greenwich, CT
Holdings as of
12/31/2013
Date filed
2/14/2014
Form type
13F-HR
Num holdings
16
Total value ($000)
$109,034
Net value change ($000)
New positions
16
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AMERICAN PAC CORP 34,156
BARRY R G CORP OHIO 21,099
CACHE INC 14,586
LCUT 10,058
Harris Interactive Inc. 8,531
GAIAM INC 3,839
AMBASSADORS GROUP INC 3,774
GAMING PARTNERS INTL CORP 2,931
LEARNING TREE INTERNATIONAL, INC. 2,612
SMTC CORP 1,772
Top Reduces (Value $000, Stocks/ETFs)
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type