United Asset Strategies, Inc.

Q1 2014 13F-HR Holdings

Location
Garden City, NY
Holdings as of
3/31/2014
Date filed
5/13/2014
Form type
13F-HR
Num holdings
100
Total value ($000)
$176,511
Net value change ($000)
+30,987 (21.3%)
New positions
48
Sold out positions
33
Turnover %
70.8%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
XLF 7,855 NEW
XLY 6,682 NEW
XLU 4,892 NEW
XLI 4,460 NEW
XLP 4,217 NEW
PROSHARES TR 3,336 NEW
XLB 3,321 NEW
WMT 3,035 NEW
MET 2,849 349.6%
ETFS PLATINUM TRUST 2,410 NEW
Top Reduces (Value $000, Stocks/ETFs)
SPDR SERIES TRUST -10,428 -100.0%
TBT -7,927 -100.0%
F -4,076 -100.0%
UNH -3,097 -100.0%
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER -2,962 -100.0%
PPL -2,913 -100.0%
IYZ -2,830 -100.0%
VBR -2,605 -100.0%
VNQ -2,424 -100.0%
GD -2,409 -67.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type