SANDLER ONEILL ASSET MANAGEMENT LLC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
163
Total value ($000)
$821,235
Net value change ($000)
-152,693 (-15.7%)
New positions
27
Sold out positions
37
Turnover %
28.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/11/2014 Next filing: 8/14/2025 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
HTH 11,537 455.1%
HUDSON CITY 9,830 NEW
FIRST MIDWEST BANCORP INC 8,398 63.7%
WSBF 7,059 NEW
FIRST CTZNS BANC CORP 5,798 NEW
CMA 5,180 NEW
FIRSTMERIT CORP 5,105 NEW
COASTWAY BANCORP INC 4,996 NEW
UNITED COMMUNITY FINANCIAL CORP 3,622 39.5%
SUSQUEHANNA BANCSHARES INC 2,908 NEW
Top Reduces (Value $000, Stocks/ETFs)
MET -19,611 -100.0%
AIG -18,725 -100.0%
C -18,146 -55.7%
STT -16,117 -59.9%
PNC -14,857 -100.0%
RJF -13,569 -100.0%
LAZ -13,169 -75.7%
AER -9,785 -78.5%
FCNCA -9,492 -51.7%
BMO -9,279 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 39,137 (4.8% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type