ALPS ADVISORS INC

Q1 2014 13F-HR Holdings

Location
Denver, CO
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
606
Total value ($000)
$10,247,675
Net value change ($000)
+362,399 (3.7%)
New positions
162
Sold out positions
161
Turnover %
5.9%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
REGENCY ENERGY PARTNERS L P COM UNITS L P 167,480 73.9%
TESORO LOGISTICS LP 110,435 NEW
PAA 40,248 7.2%
TARGA RESOURCES PARTNERS LP COM UNIT 18,809 7.0%
Western Midstream Operating, LP 15,100 7.0%
EPD 12,190 1.5%
WMB 11,540 1348.1%
NuStar Energy L.P. 11,150 6.4%
SPECTRA ENERGY PARTNERS LP 8,441 7.7%
IVV 8,069 109.9%
Top Reduces (Value $000, Stocks/ETFs)
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER -744,332 -99.8%
WILLIAMS PARTNERS L P -383,146 -99.8%
ENBRIDGE ENERGY PARTNERS L P -328,848 -99.9%
SUNOCO LOGISTICS PRTNRS L P -297,095 -99.8%
EL PASO PIPELINE PARTNERS -225,133 -99.9%
GEL -222,404 -99.5%
DCP Midstream, LP -182,812 -99.8%
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER -156,272 -100.0%
PVR PARTNERSHIP LP -152,575 -100.0%
CRESTWOOD MIDSTREAM PARTNERS -17,860 -9.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type