Li Winifred I

Q1 2014 13F-HR Holdings

Location
Boston, MA
Holdings as of
3/31/2014
Date filed
6/18/2014
Form type
13F-HR
Num holdings
401
Total value ($000)
$115,450
Net value change ($000)
-898 (-0.8%)
New positions
22
Sold out positions
16
Turnover %
4.8%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 2/6/2014 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
COST 833 NEW
JNJ 827 43.6%
CME 718 NEW
MCO 603 NEW
COO 591 895.5%
UNH 565 97.9%
BUD 280 155.6%
PFE 254 25.7%
SNDK 191 27.8%
CVE 178 NEW
Top Reduces (Value $000, Stocks/ETFs)
EMC -821 -75.8%
ORCL -785 -60.1%
IBM -615 -51.3%
BBWI -583 -100.0%
NVS -498 -66.3%
LUXOTTICA GROUP S P A SPONSORED ADR -495 -94.8%
ITW -429 -35.1%
PEP -416 -37.8%
MMM -359 -20.7%
XOM -343 -12.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type