CITIZENS FINANCIAL GROUP INC/RI

Q3 2020 13F-HR Detailed Holdings

Location
Providence, RI
Holdings as of
9/30/2020
Date filed
11/12/2020
Form type
13F-HR
Num holdings
351
Total value ($000)
$1,564,372
Net value change ($000)
+137,813 (9.7%)
New positions
5
Sold out positions
848
Turnover %
3.5%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/12/2020 Next filing: 2/11/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VOO 23,528 62.5%
IEFA 21,303 60.3%
IVV 20,798 39.6%
IWM 13,935 133.5%
IJH 13,874 35.2%
IEMG 9,794 49.2%
VTV 8,453 244.2%
EA 8,285 5486.8%
VNQ 7,291 106.6%
D 6,363 1120.2%
Top Reduces (Value $000, Stocks/ETFs)
T -9,193 -67.1%
JPM -9,128 -58.9%
AAPL -7,536 -8.6%
COP -6,146 -73.7%
ICE -5,335 -92.4%
BA -4,687 -58.4%
QCOM -3,222 -92.1%
AMGN -3,053 -16.5%
C -2,800 -29.3%
OKE -2,581 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Citizens Bank, National Association 028-17246
2 Clarfeld Financial Advisors, LLC 028-19418