UBS Group AG

Q1 2021 13F-HR Detailed Holdings

Location
Zurich, V8
Holdings as of
3/31/2021
Date filed
5/12/2021
Form type
13F-HR
Num holdings
14,846
Total value ($000)
$301,326,396
Net value change ($000)
+5,541,355 (1.9%)
New positions
1112
Sold out positions
615
Turnover %
1.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 2/11/2021 Next filing: 8/13/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BABA 2,510,085 167.8%
IVV 518,640 51.8%
JPM 382,431 16.9%
QQQ 339,015 12.8%
FXI 317,102 150.3%
XLE 311,322 93.4%
XLF 302,414 43.1%
GSK 249,147 490.9%
NVDA 235,515 24.1%
IWM 232,295 13.3%
Top Reduces (Value $000, Stocks/ETFs)
UBS GROUP AG -1,966,710 -97.8%
STLA -1,142,231 -100.0%
AAPL -822,834 -12.9%
AMZN -370,470 -8.8%
GOTU -323,552 -55.1%
BRK-B -315,121 -100.0%
BIDU -279,136 -63.6%
XLU -253,587 -59.9%
GLD -222,930 -18.5%
XLK -205,260 -21.4%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 77,667,361 (25.8% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 UBS Financial Services Inc. 028-11496
17 UBS Swiss Financial Advisors AG 028-11603