SUMITOMO MITSUI FINANCIAL GROUP, INC.

Q3 2021 13F-HR Detailed Holdings

Location
Tokyo, M0
Holdings as of
9/30/2021
Date filed
11/10/2021
Form type
13F-HR
Num holdings
181
Total value ($000)
$4,380,285
Net value change ($000)
-163,042 (-3.6%)
New positions
30
Sold out positions
19
Turnover %
13.2%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/11/2021 Next filing: 2/10/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
JEF 389,865 NEW
VOO 269,092 95085.5%
ARES 136,855 16.1%
DIA 87,955 NEW
SPY 79,666 50.7%
IGSB 18,934 24.2%
ASHR 12,005 8.2%
HYG 10,441 23.8%
TDOC 9,940 127.0%
DBA 9,178 NEW
Top Reduces (Value $000, Stocks/ETFs)
QQQ -469,904 -96.3%
IVV -163,226 -37.3%
XLK -107,908 -78.6%
XLI -70,470 -51.5%
GLD -70,154 -63.5%
XLY -54,213 -52.6%
VWO -49,443 -66.0%
FXI -48,411 -65.5%
EWY -40,903 -63.6%
MCHI -34,935 -45.6%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 24,626 (0.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Sumitomo Mitsui Banking Corporation
2 SMBC Trust Bank Ltd.
3 SMBC Nikko Securities Inc.
4 Sumitomo Mitsui Card Company, Limited