UBS Group AG

Q3 2021 13F-HR Holdings

Location
Zurich, V8
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
9,744
Total value ($000)
$317,590,305
Net value change ($000)
+7,416,142 (2.4%)
New positions
945
Sold out positions
852
Turnover %
0.7%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/13/2021 Next filing: 2/14/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 795,501 11.0%
AAPL 724,770 11.8%
GOOGL 445,913 14.5%
WTW 424,925 219.2%
META 404,837 16.2%
CRM 351,537 30.1%
GE 255,783 NEW
APA 226,202 1371.8%
FXI 216,220 149.9%
MRNA 196,270 201.6%
Top Reduces (Value $000, Stocks/ETFs)
QQQ -580,610 -20.7%
BABA -499,312 -38.5%
GE -333,363 -100.0%
Slack Technologies, Inc. -281,705 -100.0%
IWM -274,169 -12.5%
ADBE -209,393 -14.1%
EEM -203,004 -20.6%
SPY -201,425 -5.2%
DBX -175,826 -88.6%
GLD -169,321 -15.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 78,332,791 (24.7% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type