AMERIPRISE FINANCIAL INC

Q3 2023 13F-HR Detailed Holdings

Location
Minneapolis, MN
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
11,163
Total value ($000)
$304,595,981
Net value change ($000)
-14,373,481 (-4.5%)
New positions
134
Sold out positions
152
Turnover %
0.3%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/14/2023 Next filing: 2/14/2024 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
T 496,215 168.7%
UNH 388,950 26.1%
GOOGL 373,624 8.5%
GPN 305,513 413.4%
META 279,806 12.6%
SCHW 249,539 177.4%
EOG 246,186 20.2%
HUM 240,018 47.9%
ABBV 231,161 12.4%
NVDA 213,920 5.3%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -1,335,049 -13.8%
MSFT -960,767 -8.0%
JNJ -547,430 -23.3%
VZ -461,274 -44.1%
LRCX -440,326 -13.1%
PFE -417,919 -50.3%
UPS -362,586 -23.5%
EA -338,651 -51.5%
AVGO -325,948 -8.3%
STT -325,235 -50.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
2 Columbia Management Investment Advisers, LLC 028-10477
3 Ameriprise Trust Co 028-10458
4 Ameriprise Certificate Co 028-00140
5 RiverSource Life Insurance Co 028-00143
6 RiverSource Life Insurance Co of New York 028-10460
10 Threadneedle Asset Management Holdings LTD 028-10644
16 Ameriprise Financial Services, LLC 028-14918
17 Columbia Wanger Asset Management, LLC 028-03639
18 Ameriprise Bank, FSB 028-18942
19 Columbia Threadneedle Management Ltd 028-10846
20 Pyrford International Ltd 028-17429
22 Columbia Threadneedle (EM) Investments Ltd 028-12261
23 Thames River Capital LLP 028-10849