Location
Dubuque, IA
Holdings as of
9/30/2020
Date filed
10/28/2020
Form type
13F-HR
Num holdings
296
Total value ($000)
$1,892,478
Net value change ($000)
+121,947 (6.9%)
New positions
28
Sold out positions
12
Turnover %
1.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/15/2020 Next filing: 2/4/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SCHV 68,522 24.1%
SCHG 45,094 10.4%
MUB 24,592 676.0%
SCHD 9,915 4.9%
FLRN 5,518 4.6%
IWO 4,365 111.4%
IWS 4,312 NEW
SCHZ 4,295 2.6%
IWP 4,205 219.7%
AAPL 3,195 20.7%
Top Reduces (Value $000, Stocks/ETFs)
SPYV -57,446 -95.2%
IWD -4,775 -33.2%
QQQ -4,002 -100.0%
MDYG -3,902 -25.2%
MDYV -3,758 -37.9%
SLYG -3,588 -31.4%
XOM -1,303 -26.4%
SCHK -1,011 -37.6%
INTC -921 -17.1%
CZR -914 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type