THOMPSON DAVIS & CO., INC.

Q1 2014 13F-HR Holdings

Location
Richmond, VA
Holdings as of
3/31/2014
Date filed
5/9/2014
Form type
13F-HR
Num holdings
833
Total value ($000)
$60,226
Net value change ($000)
New positions
832
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SOHOO 3,147
VZ 1,209
Fly Leasing Ltd 1,159
FTK 891
WFC 867
SHORETEL INC 829
GE 779
AMERICAN NATIONAL BANKSHARES INC. 710
SIMO 707
CHANTICLEER HLDGS INC 675
Top Reduces (Value $000, Stocks/ETFs)
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type