THOMPSON DAVIS & CO., INC.

Q3 2026 13F-HR Holdings

Location
Richmond, VA
Holdings as of
9/30/2026
Date filed
11/5/2026
Form type
13F-HR
Num holdings
158
Total value ($000)
$149,153
Net value change ($000)
-18,090 (-10.8%)
New positions
23
Sold out positions
33
Turnover %
10.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/29/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VOO 848 26.8%
PWR 686 NEW
FEIM 664 122.7%
SPACE EXPLORATION TECHN CORP 640 179.8%
SBUX 617 NEW
AAPL 559 23.4%
TEVA 559 NEW
HNST 450 NEW
CRM 402 NEW
PESI 358 NEW
Top Reduces (Value $000, Stocks/ETFs)
SMID -9,659 -18.3%
SMH -1,308 -73.8%
CSL -1,175 -11.2%
GLW -1,080 -52.7%
CSCO -799 -100.0%
DOV -777 -16.6%
BB -648 -64.2%
BW -580 -73.0%
LPTH -530 -57.6%
FTAI -528 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type