Gagnon Advisors, LLC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/6/2014
Form type
13F-HR
Num holdings
28
Total value ($000)
$176,537
Net value change ($000)
+3,699 (2.1%)
New positions
4
Sold out positions
4
Turnover %
14.2%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NEOVASC INC 6,181 59.7%
CCJ 4,288 NEW
Amber Road, Inc. 3,898 NEW
URG 2,599 NEW
General Finance CORP 2,590 21.3%
CVLT 2,336 88.3%
CNINSURE INC 2,088 151.2%
AL 1,837 20.0%
FINANCIAL ENGINES INC 1,697 83.2%
ATHENAHEALTH INC 1,463 15.6%
Top Reduces (Value $000, Stocks/ETFs)
Novadaq Technologies -8,349 -60.2%
FXCM Inc. -4,362 -100.0%
NSSC -3,269 -100.0%
ICG GROUP INC -2,876 -100.0%
DURECT CORP -2,420 -100.0%
AMRC -1,775 -21.7%
Rally Software Dev Corp -1,508 -24.4%
CONSTANT CONTACT INC -1,203 -14.9%
CHRISTOPHER & BANKS CORP -1,165 -22.6%
MARKETO INC COM -521 -11.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type