GAGNON SECURITIES LLC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/6/2014
Form type
13F-HR
Num holdings
104
Total value ($000)
$336,609
Net value change ($000)
+3,552 (1.1%)
New positions
18
Sold out positions
13
Turnover %
11.2%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Amber Road, Inc. 7,571 NEW
CCJ 6,375 NEW
General Finance CORP 5,152 26.3%
URG 4,658 NEW
CVLT 3,888 98.0%
NEOVASC INC 3,737 28.1%
RUDOLPH TECHNOLOGIES INC 3,256 41.1%
AL 3,165 19.8%
CNINSURE INC 2,776 83.9%
FINANCIAL ENGINES INC 2,316 71.5%
Top Reduces (Value $000, Stocks/ETFs)
FXCM Inc. -8,614 -76.4%
Novadaq Technologies -7,465 -30.6%
ICG GROUP INC -6,582 -89.2%
SODASTREAM INTL F -5,882 -100.0%
DURECT CORP -3,769 -77.2%
CONSTANT CONTACT INC -3,526 -22.1%
NSSC -2,839 -84.1%
AMRC -2,804 -21.8%
CHRISTOPHER & BANKS CORP -1,554 -22.4%
Zeltiq Aesthetics Inc -1,334 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type