ROTHSCHILD INVESTMENT CORP /IL
Q1 2014 13F-HR Holdings
Net value change ($000)
+7,405
(1.0%)
New positions
36
Sold out positions
37
Turnover %
7.1%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| SNI | 5,781 | NEW |
| CELG | 5,619 | 745.2% |
| KSS | 2,795 | 173.0% |
| DCMYY | 2,726 | NEW |
| SYY | 2,721 | 279.7% |
| MSFT | 2,612 | 56.4% |
| DPZ | 2,354 | 553.9% |
| ALCOA CORP | 1,929 | 138.4% |
| CAJPY | 1,822 | NEW |
| AGCO | 1,774 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| BEAM INC | -6,323 | -100.0% |
| Dow Chemical Company | -4,032 | -44.9% |
| LEAPFROG ENTERPRISES INC | -2,539 | -100.0% |
| TIME WARNER INC | -2,186 | -56.6% |
| ACHC | -1,931 | -100.0% |
| AAPL | -1,882 | -7.5% |
| TJX | -1,692 | -100.0% |
| COST | -1,634 | -70.2% |
| NKE | -1,633 | -78.9% |
| STWD | -1,558 | -23.5% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|