ABNER HERRMAN & BROCK LLC

Q3 2026 13F-HR Holdings

Location
Jersey City, NJ
Holdings as of
9/30/2026
Date filed
10/20/2026
Form type
13F-HR
Num holdings
121
Total value ($000)
$1,043,258
Net value change ($000)
-10,291 (-1.0%)
New positions
17
Sold out positions
7
Turnover %
5.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/8/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GD 15,617 NEW
NOC 13,113 NEW
MSFT 11,497 39.7%
NVDA 9,880 12.7%
DELL 9,016 13.7%
META 6,240 27.5%
AAPL 6,232 15.6%
MRK 3,432 13.2%
CVX 3,263 21.3%
EXXONMOBIL HOLDINGS CORP 2,985 17.2%
Top Reduces (Value $000, Stocks/ETFs)
NFLX -16,691 -97.6%
ORCL -15,530 -100.0%
MCD -14,413 -97.9%
IBM -9,077 -22.5%
ISRG -8,080 -100.0%
TSLA -4,739 -19.7%
BA -4,277 -15.2%
PLTR -3,765 -100.0%
MS -3,639 -12.0%
AON -3,395 -20.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type