MAI Wealth Advisors

Q4 2013 13F-HR Holdings

Location
Cleveland, OH
Holdings as of
12/31/2013
Date filed
2/6/2014
Form type
13F-HR
Num holdings
391
Total value ($000)
$943,232
Net value change ($000)
—
New positions
391
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: — Next filing: 4/28/2014 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
JPM 41,541 —
QCOM 18,443 —
NORTHSTAR RLTY FIN CORP 18,072 —
GE 17,745 —
JPM 16,663 —
VOD 16,129 —
JNJ 15,625 —
Access Midstream Partners LP 14,687 —
WFC 14,640 —
ADM 14,341 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type