MAI Capital Management

Q3 2021 13F-HR Holdings

Location
Cleveland, OH
Holdings as of
9/30/2021
Date filed
11/12/2021
Form type
13F-HR
Num holdings
842
Total value ($000)
$5,193,972
Net value change ($000)
+156,065 (3.1%)
New positions
67
Sold out positions
42
Turnover %
1.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/19/2021 Next filing: 2/11/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 22,798 6.4%
BA 17,897 138.6%
QQQ 14,376 34.9%
VIG 12,916 46.0%
GOOGL 10,404 12.4%
PG 10,158 88.2%
DIS 9,490 37.9%
PANW 9,341 73.8%
AMZN 7,669 6.3%
MSFT 7,633 3.9%
Top Reduces (Value $000, Stocks/ETFs)
FDX -21,530 -98.0%
BDX -15,580 -81.9%
CMCSA -9,947 -23.7%
ROKU -9,208 -27.8%
KMI -7,909 -70.4%
Blackstone REIT -7,038 -100.0%
FTSM -5,741 -100.0%
QCOM -3,526 -8.3%
TIGO -3,139 -50.5%
SCHX -2,905 -12.7%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 48,087 (0.9% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type