MAI Capital Management

Q3 2023 13F-HR Holdings

Location
Independence, OH
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
1,101
Total value ($000)
$6,724,453
Net value change ($000)
-71,886 (-1.1%)
New positions
81
Sold out positions
85
Turnover %
1.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/2/2023 Next filing: 2/9/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VIG 32,931 43.1%
SCHG 31,949 711.2%
RSP 19,850 90.8%
FWONA 11,882 NEW
PSEP 11,776 660.1%
IJR 10,712 10.4%
COP 8,997 156.7%
INTC 8,434 151.7%
VZ 8,223 72.2%
OBDC 8,134 NEW
Top Reduces (Value $000, Stocks/ETFs)
AAPL -41,132 -13.7%
MSFT -24,782 -9.2%
DG -18,209 -95.7%
FWONA -14,759 -100.0%
SDY -12,769 -16.4%
RTX -10,295 -26.5%
ETN -9,484 -27.2%
TXN -8,742 -56.1%
NEE -7,918 -21.0%
WEP -7,562 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 38,388 (0.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type