GARRISON BRADFORD & ASSOCIATES INC

Q1 2014 13F-HR/A Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR/A - RESTATEMENT
Num holdings
111
Total value ($000)
$103,821
Net value change ($000)
-2,019 (-1.9%)
New positions
10
Sold out positions
10
Turnover %
12.8%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LKQ 1,354 NEW
BIOCEPT INC 1,148 NEW
Novadaq Technologies 625 35.1%
TJX 606 NEW
MYN 535 NEW
VMWA 488 21.3%
SLB 451 NEW
ON TRACK INNOVATIONS LTD 442 NEW
UNH 435 4.7%
GENTHERM 380 29.5%
Top Reduces (Value $000, Stocks/ETFs)
BASFY -5,201 -100.0%
EBAY -736 -32.0%
HIMX -720 -57.9%
CELG -715 -12.9%
ATI -648 -100.0%
ISIS PHARMACEUTICALS INC -560 -14.2%
CALPINE -560 -100.0%
PRANA BIOTECHNOLOGY LTD -521 -58.0%
BEP -392 -100.0%
COST -385 -7.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type