FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
Q4 2013 13F-HR Holdings
Net value change ($000)
—
New positions
119
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to previous filing: —
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| WIW | 29,636 | — |
| ALLIANCEBERNSTEIN INCOME FUN | 18,817 | — |
| BTZ | 18,563 | — |
| PDT | 18,320 | — |
| Blackrock Real Asset Equity | 16,250 | — |
| GAIAM INC | 11,828 | — |
| HTD | 8,510 | — |
| MONTGOMERY STR INCOME SECS I | 7,426 | — |
| NUVEEN QUALITY PFD INC FD 3 | 6,900 | — |
| FT | 6,634 | — |
Top Reduces (Value $000, Stocks/ETFs)
| — |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|