Carnick & Kubik, LLC

Q1 2014 13F-HR Holdings

Location
Colorado Springs, CO
Holdings as of
3/31/2014
Date filed
5/6/2014
Form type
13F-HR
Num holdings
117
Total value ($000)
$105,033
Net value change ($000)
-5,497 (-5.0%)
New positions
9
Sold out positions
44
Turnover %
12.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/14/2014 Next filing: 8/5/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IWD 2,965 484.5%
ETN 1,227 NEW
BEN 841 NEW
POWERSHARES ETF TRUST DYN PHRMA PORT 803 61.2%
PVH 790 NEW
XLF 681 31.0%
LNT 489 NEW
Bausch Health 475 12.2%
CHD 471 NEW
RPM 465 NEW
Top Reduces (Value $000, Stocks/ETFs)
MA -4,872 -90.8%
SDY -3,458 -75.2%
NVO -2,830 -74.5%
FDN -1,103 -100.0%
KEX -775 -100.0%
FXO -764 -100.0%
ROP -728 -100.0%
BOKF -716 -100.0%
AN -690 -100.0%
VOD -405 -44.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type