Smith, Salley & Associates

Q1 2014 13F-HR Holdings

Location
Greensboro, NC
Holdings as of
3/31/2014
Date filed
5/12/2014
Form type
13F-HR
Num holdings
111
Total value ($000)
$159,992
Net value change ($000)
+6,724 (4.4%)
New positions
11
Sold out positions
4
Turnover %
12.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/11/2014 Next filing: 7/17/2025 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TGT 2,884 NEW
VOD 2,194 NEW
LH 1,881 NEW
PRGO 1,653 NEW
VZ 1,513 313.3%
GME 956 33.7%
AIG 906 48.0%
EXPRESS SCRIPTS HLDG CO 843 51.4%
MSFT 618 14.9%
BAC 466 10.3%
Top Reduces (Value $000, Stocks/ETFs)
VOD -4,035 -100.0%
WMT -3,297 -100.0%
DUK -2,259 -67.9%
PFE -2,207 -76.5%
PTEN -2,139 -100.0%
BRK-B -337 -47.3%
EPD -257 -100.0%
Mahwah Bergen Retail Group, Inc. -245 -18.8%
TJX -172 -4.4%
TT -172 -7.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type