FOUNDERS FINANCIAL SECURITIES LLC

Q2 2014 13F-HR Holdings

Location
Towson, MD
Holdings as of
6/30/2014
Date filed
7/23/2014
Form type
13F-HR
Num holdings
73
Total value ($000)
$149,089
Net value change ($000)
-232 (-0.2%)
New positions
24
Sold out positions
16
Turnover %
36.7%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 5/14/2014 Next filing: 8/6/2025 SEC filing

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 11,076 78.5%
SPY 8,631 46.3%
ACWX 2,776 45.5%
IGV 2,565 NEW
COP 2,478 NEW
MMM 2,175 NEW
XLE 2,045 NEW
KMB 2,039 NEW
EEM 1,912 NEW
ILF 1,902 NEW
Top Reduces (Value $000, Stocks/ETFs)
IWM -18,277 -98.0%
IWD -11,929 -100.0%
KBE -4,551 -100.0%
IWP -4,458 -100.0%
IYT -3,012 -100.0%
HTD -2,556 -100.0%
EMR -1,744 -100.0%
GSK -1,692 -100.0%
CVX -1,624 -100.0%
FAX -624 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type