Pensionmark Financial Group, LLC

Q1 2020 13F-HR Holdings

Location
Santa Barbara, CA
Holdings as of
3/31/2020
Date filed
4/23/2020
Form type
13F-HR
Num holdings
140
Total value ($000)
$215,401
Net value change ($000)
-40,948 (-16.0%)
New positions
23
Sold out positions
47
Turnover %
17.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/13/2020 Next filing: 8/14/2020 SEC filing

Snapshot: Change Analysis

Compared to Q4 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TLT 3,528 NEW
GSLC 3,076 NEW
IEI 2,394 NEW
IEF 1,756 NEW
VGIT 1,676 NEW
IVV 1,574 151.9%
VO 956 NEW
ACWV 663 134.2%
VB 617 NEW
DGRO 495 NEW
Top Reduces (Value $000, Stocks/ETFs)
IJT -3,354 -18.2%
VOO -2,998 -82.5%
WMT -2,875 -100.0%
PRF -2,596 -27.1%
IJK -2,432 -15.9%
SLYG -2,368 -21.1%
IXUS -2,264 -17.6%
Invesco Exchange-Traded Self-Indexed Fund Trust -1,957 -22.8%
IVW -1,949 -12.3%
SPAB -1,735 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type