Pensionmark Financial Group, LLC

Q3 2021 13F-HR Holdings

Location
Santa Barbara, CA
Holdings as of
9/30/2021
Date filed
11/12/2021
Form type
13F-HR
Num holdings
249
Total value ($000)
$441,812
Net value change ($000)
+4,556 (1.0%)
New positions
23
Sold out positions
21
Turnover %
3.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/12/2021 Next filing: 2/11/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVW 1,841 7.7%
FREL 1,498 NEW
SLQD 1,122 3.4%
SCHG 853 6.1%
ARWR 775 94.1%
VGIT 679 24.1%
SCHZ 510 13.9%
SOXX 481 NEW
TIP 438 77.5%
DFAI 435 NEW
Top Reduces (Value $000, Stocks/ETFs)
IJS -1,933 -65.5%
IJJ -1,086 -48.0%
SCHO -714 -5.5%
IVE -680 -61.4%
VV -545 -24.3%
CDC -487 -26.4%
FVAL -474 -100.0%
NTSX -468 -100.0%
AMZN -410 -15.7%
BRK-B -372 -29.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type