Pensionmark Financial Group, LLC

Q3 2022 13F-HR Holdings

Location
Santa Barbara, CA
Holdings as of
9/30/2022
Date filed
11/14/2022
Form type
13F-HR
Num holdings
243
Total value ($000)
$421,130
Net value change ($000)
-55,001 (-11.6%)
New positions
9
Sold out positions
26
Turnover %
4.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/9/2022 Next filing: 2/14/2023 SEC filing

Snapshot: Change Analysis

Compared to Q2 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PFEB 2,356 NEW
DMAR 1,087 NEW
SHV 1,087 NEW
UAPR 971 225.3%
BIL 529 NEW
STIP 462 24.5%
XLE 402 66.1%
USMV 397 6.6%
SLV 389 22.6%
XMLV 300 30.3%
Top Reduces (Value $000, Stocks/ETFs)
IVW -3,396 -13.1%
IJT -3,109 -12.1%
PAUG -2,750 -100.0%
SCHG -2,515 -16.6%
IJK -2,504 -10.0%
SCHWAB STRATEGIC TRUST -2,121 -13.2%
VOT -1,990 -14.7%
IVV -1,834 -17.9%
IXUS -1,833 -10.8%
VBK -1,801 -13.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type