Pensionmark Financial Group, LLC

Q1 2023 13F-HR Holdings

Location
Santa Barbara, CA
Holdings as of
3/31/2023
Date filed
5/15/2023
Form type
13F-HR
Num holdings
240
Total value ($000)
$480,017
Net value change ($000)
+43,940 (10.1%)
New positions
31
Sold out positions
30
Turnover %
7.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/14/2023 Next filing: 8/14/2023 SEC filing

Snapshot: Change Analysis

Compared to Q4 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVW 24,026 1239.1%
IJK 22,286 1033.7%
IJT 21,784 1147.1%
SCHG 13,255 789.5%
VOT 11,843 1778.2%
VBK 11,610 2065.8%
PFEB 3,126 NEW
PJAN 2,879 NEW
QUAL 2,878 NEW
SLQD 2,448 7.7%
Top Reduces (Value $000, Stocks/ETFs)
IVE -21,293 -97.9%
IJS -19,948 -90.4%
IJJ -18,090 -89.9%
VBR -12,277 -88.3%
SCHV -11,593 -93.4%
VOE -10,954 -84.3%
PAUG -2,729 -100.0%
PSEP -1,811 -76.9%
VTIP -1,763 -75.1%
ESGU -1,443 -45.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type