Pensionmark Financial Group, LLC

Q3 2023 13F-HR Holdings

Location
Santa Barbara, CA
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
265
Total value ($000)
$504,794
Net value change ($000)
-12,207 (-2.4%)
New positions
24
Sold out positions
19
Turnover %
4.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2023 Next filing: 2/15/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IJS 29,327 10549.3%
VBR 19,260 2751.4%
IVE 18,025 4845.4%
IJJ 16,122 734.2%
VOE 11,718 1238.7%
SCHV 11,578 1579.5%
PAUG 2,898 NEW
TFLO 1,752 NEW
BUFB 1,424 50.7%
GTO 1,365 543.8%
Top Reduces (Value $000, Stocks/ETFs)
IVW -24,850 -81.1%
IJK -22,707 -85.7%
IJT -22,640 -90.8%
SCHG -15,938 -82.0%
VOT -13,969 -91.5%
VBK -13,841 -93.3%
PFEB -2,962 -100.0%
SPY -2,017 -16.6%
GOVT -1,941 -83.9%
QQQ -1,705 -21.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type