Karpus Management, Inc.

Q3 2026 13F-HR Holdings

Location
Pittsford, NY
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
249
Total value ($000)
$3,335,443
Net value change ($000)
-140,732 (-4.0%)
New positions
28
Sold out positions
12
Turnover %
4.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
JAB ACQ CRP; TNT ACQ DT: 12/10/2027; CASH: $10.10 17,168 NEW
VTEB 14,271 1044.0%
EAST WEST AVE ACQ CRP; TNT ACQ DT: 10/31/2027; CASH: $10.05 12,022 NEW
CLM 9,335 NEW
IVES UTRA AI OPPORTUNITIES 6,630 NEW
AEON ACQ CRP; TNT ACQ DT: 12/3/2027; CASH: $10.00 6,019 NEW
DMII 5,547 19.8%
VOO 5,355 2.1%
MCGA 5,324 NEW
DISCIPLINED GROWTH ACQ CRP; TNT ACQ DT: 8/27/2027; CASH: $10.10 5,105 NEW
Top Reduces (Value $000, Stocks/ETFs)
MHD -35,215 -14.9%
ANSC -18,432 -100.0%
MYI -17,440 -28.8%
MUC -16,824 -33.3%
VCRM -16,160 -34.5%
MQY -12,309 -43.9%
IWB -12,032 -39.4%
MYN -11,924 -14.8%
EIM -11,255 -68.1%
IPEX -10,118 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type