GREAT LAKES ADVISORS, LLC

Q4 2013 13F-HR/A Holdings

Location
Chicago, IL
Holdings as of
12/31/2013
Date filed
5/22/2014
Form type
13F-HR/A - RESTATEMENT
Num holdings
549
Total value ($000)
$2,204,120
Net value change ($000)
—
New positions
358
Sold out positions
0
Turnover %
33.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: — Next filing: 5/22/2014 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TGT 52,685 —
HON 48,272 —
AMP 47,177 —
SEA LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS 28,839 —
NSC 22,722 —
PSX 22,071 —
PEG 18,952 —
PRU 18,681 —
PEP 17,145 —
ABBV 16,516 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type