D.A. DAVIDSON & CO.

Q3 2021 13F-HR Holdings

Location
Great Falls, MT
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
1,209
Total value ($000)
$8,618,195
Net value change ($000)
+90,499 (1.1%)
New positions
66
Sold out positions
44
Turnover %
1.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/10/2021 Next filing: 1/31/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CMI 18,890 224.9%
AVGO 13,754 107.2%
LOW 13,395 259.6%
FXO 11,756 401.1%
VTV 10,100 1.6%
COST 9,557 14.0%
AAPL 7,772 3.5%
MSFT 6,761 3.6%
BCI 6,711 7.5%
VCSH 5,763 7.1%
Top Reduces (Value $000, Stocks/ETFs)
MMM -20,704 -40.3%
KMB -13,663 -33.6%
T -13,559 -32.5%
FTXR -11,156 -100.0%
VFC -5,545 -15.2%
GE -5,398 -100.0%
NTES -4,844 -100.0%
AMGN -4,753 -10.9%
BABA -4,163 -38.3%
NVS -3,789 -9.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type