D.A. DAVIDSON & CO.

Q3 2023 13F-HR Holdings

Location
Great Falls, MT
Holdings as of
9/30/2023
Date filed
11/8/2023
Form type
13F-HR
Num holdings
1,331
Total value ($000)
$9,213,292
Net value change ($000)
-258,099 (-2.7%)
New positions
59
Sold out positions
72
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/11/2023 Next filing: 2/9/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VOO 19,759 37.2%
USFR 14,117 363.0%
AMGN 10,678 23.4%
FXN 8,985 3243.7%
DGRW 8,662 342.0%
XOM 7,604 19.7%
COST 5,678 6.7%
ADP 5,381 9.7%
CVX 5,016 10.7%
XLE 4,457 48.5%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -39,477 -13.3%
VUG -23,525 -4.2%
MSFT -18,873 -7.6%
FTSM -16,794 -75.8%
RTX -16,046 -24.9%
VTV -13,990 -2.1%
AGZD -9,631 -100.0%
IXUS -9,277 -2.5%
MRK -7,690 -11.1%
AVGO -7,566 -10.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 221 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type