MACKAY SHIELDS LLC

Q4 2013 13F-HR Detailed Holdings

Location
New York, NY
Holdings as of
12/31/2013
Date filed
1/28/2014
Form type
13F-HR
Num holdings
688
Total value ($000)
$2,656,900
Net value change ($000)
—
New positions
176
Sold out positions
0
Turnover %
99.3%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: — Next filing: 5/8/2014 SEC filing
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Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
RTX 53,469 —
GM 51,056 —
MET 45,827 —
SWK 43,218 —
F 31,007 —
C 22,591 —
NEENAH CORP 22,496 —
USCR 20,095 —
GT 19,382 —
ALLY 18,961 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 028-06325
2 UBS GLOBAL ASSET MANAGEMENT AMERICAS INC 028-02682
3 FIRST TRUST ADVISORS LP 028-06487
4 Mercer Trust Co 028-14465