Private Advisor Group, LLC

Q4 2013 13F-HR Holdings

Location
Morristown, NJ
Holdings as of
12/31/2013
Date filed
2/13/2014
Form type
13F-HR
Num holdings
734
Total value ($000)
$895,585
Net value change ($000)
New positions
729
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IJK 46,888
AAPL 24,806
SPY 18,770
VTI 16,763
XOM 11,626
INVSC QQQ TRUST SRS 1 ETF 10,314
EFA 9,755
GE 9,379
INVESCO EXCHANGE-TRADED FUND TRUST 9,210
DVY 8,640
Top Reduces (Value $000, Stocks/ETFs)
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type