Narwhal Capital Management

Q1 2014 13F-HR Holdings

Location
Marietta, GA
Holdings as of
3/31/2014
Date filed
4/24/2014
Form type
13F-HR
Num holdings
136
Total value ($000)
$240,829
Net value change ($000)
-2,055 (-0.8%)
New positions
11
Sold out positions
10
Turnover %
10.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/4/2014 Next filing: 7/29/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VMC 2,626 10.1%
MU 1,654 NEW
VOD 1,317 NEW
VZ 1,257 NEW
NUVEEN MUN ADVANTAGE FD INC 1,071 154.5%
MSFT 1,028 21.7%
Yahoo! Inc. 946 NEW
C 908 39.7%
BTT 889 NEW
iShares, Inc. 839 407.3%
Top Reduces (Value $000, Stocks/ETFs)
Alphabet Inc. Class C -4,741 -100.0%
VOD -1,965 -100.0%
ORCL -1,880 -100.0%
GM -1,285 -100.0%
IBM -1,285 -100.0%
DIA -1,265 -57.3%
T -1,234 -68.8%
E -1,098 -100.0%
IDV -942 -60.9%
AIY -802 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 2,463 (1.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type