BAILARD, INC.

Q1 2014 13F-HR Holdings

Location
Foster City, CA
Holdings as of
3/31/2014
Date filed
4/30/2014
Form type
13F-HR
Num holdings
215
Total value ($000)
$630,487
Net value change ($000)
+10,263 (1.7%)
New positions
41
Sold out positions
50
Turnover %
8.3%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IYR 55,606 5073.5%
LQD 55,210 11176.1%
SPDR SERIES TRUST 7,694 29.1%
PHYS 2,885 NEW
VLO 2,210 NEW
ENDOCYTE INC 2,056 350.3%
MPC 1,758 NEW
FLEX 1,742 NEW
VTI 1,482 3.4%
BIODELIVERY SCIENCES INTERNATIONAL INC 1,457 101.7%
Top Reduces (Value $000, Stocks/ETFs)
EFA -56,472 -93.3%
IWN -54,324 -95.8%
XENOPORT INC -4,297 -87.4%
GLD -2,621 -72.0%
GNRC -2,065 -100.0%
VCA INC COM -1,815 -100.0%
GME -1,571 -100.0%
LORILLARD INC COM -1,547 -100.0%
SYNERGY PHARMACEUTICALS DEL -1,304 -68.0%
LUMOS PHARMA, INC. -1,012 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type