Beta Wealth Group, Inc.

Q1 2014 13F-HR Holdings

Location
San Diego, CA
Holdings as of
3/31/2014
Date filed
5/6/2014
Form type
13F-HR
Num holdings
20
Total value ($000)
$8,569
Net value change ($000)
+679 (8.6%)
New positions
3
Sold out positions
1
Turnover %
15.2%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MAT 454 NEW
IP 428 NEW
APC 222 NEW
SCHX 62 19.0%
FOREST LAB 42 16.7%
QCOM 28 7.2%
MSFT 26 12.6%
BNY Mellon Muni Income 24 6.7%
WEATHERFORD INTL LTD 23 11.4%
UNH 18 6.5%
Top Reduces (Value $000, Stocks/ETFs)
MUNI -213 -44.8%
JPM -200 -100.0%
BIT -71 -7.4%
Hewlett-Packard Company -63 -3.5%
PDI -41 -12.2%
BLACKROCK DEFINED OPPRTY CR -18 -5.1%
CMCSA -16 -4.8%
A -14 -4.5%
STX -9 -3.7%
WESTERN ASSET MUNICIPAL PARTNERS FUND INC. -2 -0.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type