SFE Investment Counsel

Q1 2014 13F-HR Holdings

Location
Los Angeles, CA
Holdings as of
3/31/2014
Date filed
5/8/2014
Form type
13F-HR
Num holdings
86
Total value ($000)
$230,628
Net value change ($000)
+853 (0.4%)
New positions
2
Sold out positions
4
Turnover %
1.8%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSB 2,128 44.4%
HCP Inc 1,971 52.2%
EMC 1,068 13.8%
BAKER HUGHES INC 908 308.8%
GLW 856 18.2%
THO 756 NEW
BLACKHAWK NETWORK HOLDING INC 691 NEW
HARMAN 460 80.1%
PLUM CREEK 337 5.1%
QCOM 315 4.8%
Top Reduces (Value $000, Stocks/ETFs)
TBRG -1,413 -43.7%
PVR PARTNERSHIP LP -1,238 -100.0%
VOLCANO CORP -1,013 -100.0%
KYN -731 -8.9%
DCI -630 -8.7%
CSCO -532 -39.1%
HP -459 -10.3%
SIGMA ALDRICH -454 -7.8%
Fly Leasing Ltd -429 -4.6%
ABBV -424 -5.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type