MACKAY SHIELDS LLC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/8/2014
Form type
13F-HR
Num holdings
133
Total value ($000)
$1,984,403
Net value change ($000)
-672,497 (-25.3%)
New positions
5
Sold out positions
124
Turnover %
35.7%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ARCELORMITTAL 19,198 738.4%
SWK 13,621 264.0%
AMG 9,362 NEW
TRIUMPH GROUP INC 6,901 NEW
MET 4,660 10.2%
NQP 4,489 230.2%
ON 3,760 NEW
ATI 1,973 NEW
BAKER HUGHES INC 1,957 17.7%
NUVEEN QUALITY INCOME MUN FD 1,609 34.4%
Top Reduces (Value $000, Stocks/ETFs)
NEENAH CORP -22,496 -100.0%
ALLY -18,961 -100.0%
USCR -15,290 -76.1%
BARCLAYS BANK PLC PREFERRED -14,744 -100.0%
SUBSEA 7 SA CONV BOND REG S -14,398 -100.0%
POST HOLDINGS INC 144A -11,312 -100.0%
AMG -10,548 -100.0%
Motors Liq Co GUC Trust -10,083 -100.0%
GM -8,388 -16.4%
SANCHEZ ENERGY CORP -7,738 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type