HAVENS ADVISORS LLC
Q1 2014 13F-HR Holdings
Net value change ($000)
-27,857
(-22.1%)
New positions
14
Sold out positions
18
Turnover %
133.3%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| FOREST LAB | 8,456 | NEW |
| Time Warner Cable | 7,780 | NEW |
| OVERSEAS SHIPHOLDING GROUP INC | 6,136 | NEW |
| CHINDEX INTERNATIONAL INC | 4,409 | NEW |
| SWS GROUP INC COM | 4,224 | NEW |
| BEAM INC | 4,174 | NEW |
| AMCOL INTERNATIONAL CORP | 4,081 | NEW |
| FOSTER WHEELER LTD | 3,462 | NEW |
| SIRI | 2,711 | NEW |
| ARTHROCARE CORP | 2,038 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| LENDER PROCESSING S | -9,345 | -100.0% |
| CAPITALSOURCE INC | -6,969 | -100.0% |
| BROOKFIELD PPTYS CORP | -6,006 | -100.0% |
| HEALTH MGMT | -5,764 | -100.0% |
| OMC | -5,280 | -100.0% |
| COSTA INC | -4,737 | -100.0% |
| COLE REAL ESTATE INVTS INC COM | -4,689 | -100.0% |
| BRE PROPERTIES INC | -3,830 | -100.0% |
| SANTARUS INC | -3,616 | -100.0% |
| LIFE TECHNOLOGIES | -3,563 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
1,068
(1.1% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|