OPPENHEIMER & CO INC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/9/2014
Form type
13F-HR
Num holdings
1,400
Total value ($000)
$3,335,307
Net value change ($000)
+208,979 (6.7%)
New positions
194
Sold out positions
170
Turnover %
7.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/12/2014 Next filing: 2/7/2020 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Monsanto 30,528 428.6%
VTI 16,481 NEW
IWN 10,887 188.0%
DBEF 8,033 NEW
IBM 6,769 26.6%
DU PONT E I DE NEMOUR&CO 4,975 42.4%
IAT 4,890 NEW
AAL 4,520 272.3%
C 4,513 59.3%
HRB 4,352 1441.1%
Top Reduces (Value $000, Stocks/ETFs)
TLOG -10,207 -100.0%
VYM -8,322 -100.0%
VIG -7,945 -64.5%
VOD -7,376 -100.0%
EFV -5,444 -91.3%
AAPL -5,232 -9.9%
IWO -5,120 -65.4%
KMB -4,951 -69.9%
MA -4,600 -59.1%
DDD -4,357 -61.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type