Dominick & Dominick LLC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/13/2014
Form type
13F-HR
Num holdings
189
Total value ($000)
$204,462
Net value change ($000)
-4,721 (-2.3%)
New positions
28
Sold out positions
34
Turnover %
15.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/10/2014 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
WTRG 1,126 NEW
DENTSPLY INTL INC NEW 1,041 NEW
GILD 1,041 252.1%
BAC 950 89.0%
URI 902 NEW
EBAY 845 NEW
CLX 836 NEW
SIEGY 804 NEW
TGT 731 53.0%
T 683 27.3%
Top Reduces (Value $000, Stocks/ETFs)
NSRGY -6,236 -100.0%
PROSHARES TRUST -3,396 -86.3%
BAX -1,540 -82.3%
BANX -1,289 -100.0%
CAT -1,197 -55.5%
HESAY -1,024 -100.0%
DE -947 -71.2%
RHHBY -935 -100.0%
CFRUY -889 -100.0%
AGQ -836 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type