MARINER INVESTMENT GROUP LLC

Q1 2014 13F-HR Holdings

Location
Harrison, NY
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
211
Total value ($000)
$455,149
Net value change ($000)
-210,865 (-31.7%)
New positions
62
Sold out positions
86
Turnover %
62.5%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
JQC 8,948 NEW
Invesco Dynamic Credit Opportunities Fund 7,112 148.4%
NUVEEN 6,270 NEW
VVR 4,761 497.0%
ALLIANCEBERNSTEIN INCOME FUN 4,573 NEW
BGX 4,453 354.5%
BGB 3,942 49.7%
KMI 3,719 11.2%
Eaton Vance Floating-Rate Income Plus Fund 3,060 514.3%
JFR 2,823 NEW
Top Reduces (Value $000, Stocks/ETFs)
NOV -26,820 -100.0%
Vaneck Vectors Gold Miners ETF -21,584 -100.0%
INVSC QQQ TRUST SRS 1 ETF -18,476 -93.4%
MMM -14,734 -100.0%
Health Care REIT, Inc. PFD -12,545 -100.0%
ROST -10,887 -100.0%
VZ -10,525 -95.7%
TLT -9,842 -100.0%
SPY -9,652 -16.8%
CMCSA -7,809 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 3,478 (0.8% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type