OSTERWEIS CAPITAL MANAGEMENT INC

Q1 2014 13F-HR Holdings

Location
San Francisco, CA
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
73
Total value ($000)
$3,266,440
Net value change ($000)
+35,409 (1.1%)
New positions
3
Sold out positions
6
Turnover %
6.7%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CHARTER COMMUNICATIO 82,495 NEW
SNY 50,183 272.0%
DLR 44,160 115.3%
AL 21,386 20.9%
ATMEL CORP 13,254 21.4%
DIRECTV 11,864 13.1%
AWK 10,954 12.0%
WEP 10,632 10.7%
ORCL 10,293 10.8%
JNJ 7,939 8.0%
Top Reduces (Value $000, Stocks/ETFs)
20230930-DK-Butterfly-1, Inc. -71,231 -100.0%
HOLX -47,003 -100.0%
Bausch Health -40,435 -24.0%
SYMETRA FINANCIAL CORP -39,055 -92.5%
XEROX CORP -10,436 -18.6%
CNK -9,728 -9.0%
BA -6,243 -7.4%
Alphabet Inc. Class C -6,100 -5.7%
ATLAS PIPELINE PARTNERS LP -4,871 -7.9%
NEWCASTLE INVT CORP -3,807 -5.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type