Mesirow Financial Investment Management, Inc.
Q3 2020 13F-HR Holdings
Net value change ($000)
+2,092
(9.8%)
New positions
11
Sold out positions
11
Turnover %
24.6%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q2 2020
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| ATER | 350 | NEW |
| MLAB | 342 | NEW |
| TFF Pharmaceuticals, Inc. | 332 | 106.1% |
| NKTX | 321 | NEW |
| LUNA | 312 | NEW |
| CCLD | 294 | NEW |
| ICAD INC | 291 | NEW |
| SAMG | 284 | NEW |
| KALA | 273 | NEW |
| GAN LTD | 268 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| DVAX | -331 | -100.0% |
| MYFW | -253 | -100.0% |
| OPTINOSE INC | -250 | -100.0% |
| DSP GROUP INC /DE/ | -247 | -100.0% |
| CCB | -233 | -100.0% |
| HRTX | -232 | -100.0% |
| Montage Resources Corp | -219 | -100.0% |
| ATLAS TECHNICAL CONSULTANTS | -218 | -100.0% |
| IMDX | -190 | -100.0% |
| JRSH | -189 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|