Annex Advisory Services, LLC

Q3 2020 13F-HR Holdings

Location
Elm Grove, WI
Holdings as of
9/30/2020
Date filed
10/23/2020
Form type
13F-HR
Num holdings
137
Total value ($000)
$784,463
Net value change ($000)
+67,220 (9.4%)
New positions
19
Sold out positions
5
Turnover %
1.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/21/2020 Next filing: 1/28/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VGT 10,775 12.4%
VTI 8,758 13.9%
SPTM 8,519 8.8%
XLV 6,489 9.5%
VIG 4,910 14.8%
VB 4,555 12.6%
AAPL 4,379 26.8%
MO 2,898 467.4%
SCHW 2,445 NEW
SPSM 2,402 5.2%
Top Reduces (Value $000, Stocks/ETFs)
MINT -4,773 -35.0%
SH -2,021 -3.8%
BAC -1,937 -100.0%
IGSB -788 -100.0%
CVX -673 -29.5%
ABBV -535 -8.6%
VLO -388 -20.1%
SPY -336 -13.9%
TILT -315 -100.0%
PYPL -257 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type