Dakota Wealth Management

Q3 2020 13F-HR Holdings

Location
Palm Beach Gardens, FL
Holdings as of
9/30/2020
Date filed
11/4/2020
Form type
13F-HR
Num holdings
292
Total value ($000)
$634,555
Net value change ($000)
+50,103 (8.6%)
New positions
31
Sold out positions
18
Turnover %
5.5%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/7/2020 Next filing: 2/12/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CHTR 10,146 2818.3%
AAPL 5,109 23.1%
SBUX 5,052 345.1%
LUV 4,814 1725.4%
ULTA 4,677 NEW
SHM 3,864 284.7%
VZ 3,760 87.2%
JPST 3,310 164.4%
AMZN 3,263 19.5%
CCI 3,248 177.5%
Top Reduces (Value $000, Stocks/ETFs)
UNH -6,275 -91.2%
ABBV -4,502 -42.1%
VRTX -2,804 -83.7%
LULU -2,361 -82.7%
MRK -2,221 -76.5%
IBM -2,081 -80.1%
ICE -2,081 -100.0%
SHV -1,874 -87.1%
CVX -1,808 -70.7%
RWO -1,793 -50.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 13,711 (2.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type