Cetera Investment Advisers

Q3 2020 13F-HR Holdings

Location
Schaumburg, IL
Holdings as of
9/30/2020
Date filed
11/13/2020
Form type
13F-HR
Num holdings
642
Total value ($000)
$1,220,841
Net value change ($000)
+141,269 (13.1%)
New positions
66
Sold out positions
36
Turnover %
2.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/13/2020 Next filing: 2/17/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 8,005 29.7%
TSLA 6,895 466.2%
VUG 5,826 15.4%
FIXD 5,187 342.6%
FVD 4,977 31.6%
QQQ 4,048 13.1%
IVV 3,987 48.8%
DGRW 2,885 119.8%
USMV 2,504 21.0%
TIP 2,448 262.7%
Top Reduces (Value $000, Stocks/ETFs)
ABSOLUTE SHS TR -5,591 -68.3%
BKLN -2,926 -63.4%
GDX -2,818 -28.4%
FTHI -2,411 -59.7%
DAUG -1,551 -64.4%
DVY -1,511 -42.4%
SLYV -1,201 -75.8%
MBB -1,048 -65.1%
XMLV -998 -50.6%
UNG -932 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 31 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type